Inspections & Examination Manager at The Nigerian Stock Exchange (NSE)

The Nigerian Stock Exchange (NSE), services the largest economy in Africa, and is championing the development of Africa's financial markets. The Exchange offers listing and trading services, licensing services, market data solutions, ancillary technology services, and more. It is an open, professional and vibrant exchange, connecting Nigeria, Africa and the world.Job Title: Inspections & Examination ManagerDivision: Regulation Department: Broker Dealers Regulation Report to: Head, Broker Dealer RegulationGrade: Inspect. & Exam. ManagerEstimated Date Of Resumption: Sunday, July 1, 2018Job SummaryThe Nigerian Stock Exchange (The Exchange) services the largest economy in Africa, and is championing the development of Africa’s financial markets. The Exchange offers listing and trading services, licensing services, market data solutions, ancillary technology services and more.It is an open, professional and vibrant exchange, connecting Nigeria, Africa and the world. The incumbent would be required to have a thorough understanding of the Nigerian capital market rules and regulations, broad inspections and examinations or audit experience, as well as a strong analytical background, including stellar academic credentials.Key ResponsibilitiesResponsibilities include Conduct Off- site and On-site inspections and examinations of Dealing Member Firms in line with The Exchange’s risk based supervision framework and preparing inspection reports within the stipulated timelinesOversee the Inspections and Examinations activities conducted by the UnitDevelop pre-examination parameters before the commencement of any examination cycleDevelop and direct the implementation of the Inspections and Examinations related plans and strategies for the UnitProvide assurance on the integrity of the Inspections and Examinations processesLiaise with relevant departments and units within the Exchange in the course of the Inspections and examinations related activitiesConduct pre- trade inspections of newly licensed firms to confirm that all requirements are met before clearance to commence trading can be grantedConduct pre-branch opening inspections to ensure that branch offices of Dealing Members meet the standards set by The ExchangeLiaise with relevant departments affected by any outcomes of inspections activitiesModelling and development of inspection report templatesPreparation and review of the inspection reports prepared by other members of the inspection teamRisk assessment of Dealing Member Firms to ensure that they satisfy the requirements of their membership of The ExchangeContinuous risk profiling of firms in line with The Exchange’s Risk based supervision frameworkReview the compliance profile of firms to ensure that they satisfy the NSE Rules and Regulations Governing Dealing MembersTrack recommendations in inspection reports and liaise with the Monitoring and Enforcement unit to follow through with enforcement actions as appropriateConduct Target examinations on Dealing Members based on market intelligence reportsInitiate and escalate disciplinary actions against defaulting firmsMaintain a comprehensive schedule of onsite and Target ExaminationsParticipate in relevant Exchange projectsAttend meetings and represent the Unit and Department at relevant for aPerform other tasks as assigned by the Unit Head or Head of the Department

Apply at https://ngcareers.com/job/2018-05/inspections-examination-manager-at-the-nigerian-stock-exchange-nse-29/