Head Compliance at PricewaterhouseCoopers (PwC)

PricewaterhouseCoopers (PwC) - Our client is a subsidiary of one of the major Nigerian banks focusing on providing custodial services to its customers in accordance with the Pension Reform Act. In a bid to sustain its foothold in the market, our client seeks to employ a suitable candidate to fill the position below:Job Title: Head ComplianceReference Number: 130-PEO00691Location: LagosDepartment: People & Change NigeriaJob type: PermanentRoles & ResponsibilitiesConduct compliance audits covering all operational areasProvide up-to-date Departmental Operating Manuals/procedures in line with PenCom guidelines and PRA 2014 and secure Board approval for sameIdentify potential problem areas and recommend appropriate solutionsContinuously monitor and ensure implementation of regulations, codes, rules and regulations, as may be issued from time to time by the CommissionAdvise Management on compliance issues and keep them informed on developments in this areaMonitor regulatory changes and ensure the dissemination of regulatory updates of regulations, rules or guidelines and periodic compliance changes to concerned offices/officersPrepare compliance reports on weekly, monthly and quarterly basis to Management, the Board and the National Pension CommissionIdentify and monitor corporate/investment activities and policy initiatives, as the case may be, with a view to identifying issues and ensuring compliance in accordance with the provisions of the PRA 2004Ensure that appropriate levels of confidentiality and discretion are maintained throughout the compliance monitoring processesDisclose fully and report all violation to appropriate authorities, including the CommissionInform company about the standards for conduct and ethical obligations requiredEnsure that a suitable code of conduct exists in companyCreate and promote a positive compliance attitude and culture within companyEnsure that all investments and other operational transactions comply with all relevant legislations, regulations and policies through appropriate control systems in order to minimize and mitigate risksEnsure that information given to customers are clear, straight-forward and not misleadingEnsure that appropriate remedial or disciplinary action is taken if breaches are identifiedMonitor and test new compliance technologies and procedures such as intelligent transaction monitoring systems etc.

Apply at https://ngcareers.com/job/2016-09/head-compliance-at-pricewaterhousecoopers-pwc-571/